Funded Tech Companies

Compliance11

Compliance11 was a software growth company, based in Chicago. Compliance11 was bought by Charles Schwab.

Company Overview

Company Name
Compliance11
Company Status
Acquired or Merged
Industry

Contact Information

Mailing Address
125 S. Wacker Drive 1150
Chicago, IL 60606
USA
Email Address

Company Background Information

Overview
Compliance11 provides on-demand Compliance Software Automation Tools for the financial services industry. Compliance11 enables organizations to reduce their regulatory compliance spend by automating labor intensive tasks and at the same time increase the quality of their supervision.
Profile
Compliance11 LinkedIn Company Profile
Social Media
Compliance11 Company Twitter Account
Company News
Compliance11 News
Facebook
Compliance11 on Facebook
YouTube
Compliance11 on YouTube
Last Transaction
10/29/2011

Financing History

Date
Type
Amount
M&A
Unknown
Venture Equity
$1,350,000
Venture Equity
$500,000
Venture Equity
$6,000,000


Management Team

Title
Name
Email & Social
Chief Financial Officer
Susan Rosenbaum
  Susan Rosenbaum LinkedIn Profile  Susan Rosenbaum Twitter Account  Susan Rosenbaum News  Susan Rosenbaum on Facebook
Co-Founder
Larry Goldfarb
  Larry Goldfarb LinkedIn Profile  Larry Goldfarb Twitter Account  Larry Goldfarb News  Larry Goldfarb on Facebook
President
Tad Mitchell
  Tad Mitchell LinkedIn Profile  Tad Mitchell Twitter Account  Tad Mitchell News  Tad Mitchell on Facebook
VP - Customer Service
Karen Zenisek
  Karen Zenisek LinkedIn Profile  Karen Zenisek Twitter Account  Karen Zenisek News  Karen Zenisek on Facebook
VP - Sales
Jay Raines
  Jay Raines  LinkedIn Profile  Jay Raines  Twitter Account  Jay Raines  News  Jay Raines  on Facebook


Company Investors

  • Talon Asset Management

 

 

 

Browse more funded tech companies:

Compliance.ai | ComplianceQuest

 

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